Assam University b.com Hons Syllabus 202 2nd sem FINANCIAL MARKET OPERATION-Il

FINANCIAL MARKET OPERATION-Il  BCMH A 202 (HONOURS PAPER)  Objective: This course aims at acquainting the students with the working of...

FINANCIAL MARKET OPERATION-Il 

BCMH A 202 (HONOURS PAPER) 

Objective: This course aims at acquainting the students with the working of financial markets in India. 

Full Marks - 50 

UNIT 1 

REGULATORY FRAMEWORK 10
1.1 Security Contract and Regulation Act: Main provisions.
1.2 Security Exchange Board of India: Objectives and Functions.

UNIT 2 

INVESTORS PROTECTION 10
2.1 Investor protection: Grievances concerning stock exchange dealings and their removal.
2.2 Grievance cells in stock exchange; SEBI; Company Law Board; Press; Remedy through courts.

UNIT 3 

FUNCTIONARIES OF STOCK EXCHANGE 10
3.1 Brokers, Sub-brokers.
3.2 Jobbers.
3.3 Portfolio consultants.
3.4 Institutional investors & NRIs.

UNIT 4 

FINANCIAL SERVICES 10
4.1 Merchant banking- functions and roles.
4.2 Credit rating- concept, functions and types.

UNIT 5

FDI 10
5.1 Foreign direct investment policy, foreign portfolio policy of Govt. of India.
5.2 Foreign Exchange policy and Capital market Management.

Suggested Readings: 

1. Chandler M. V and Goldfield S. M: Economics of Money and Banking:
Harper and Row, New York.
2. Gupta Suraj B: Monetary Planning in India; Oxford, Delhi.
3. Gupta Suraj B: Monetary Economics, S., Chand and Co., New Delhi.
4. Bhole L. M : Financial Markets .and Institutions; Tata McGraw Hill, New Delhi.
5. R.B.I: Report on Currency and Finance (various issues).